Financial Information Architecture for Regulatory Reporting

The purpose of this presentation is to share an information architecture that supports financial, management, credit risk and regulatory reporting. Lessons learned will be shared by describing what to expect, and then what to do. Participants will take away:

Types of Regulatory Reporting,
Architecture for integration, accounting, credit risk, and external reporting,
Providing transparency regarding data controls supporting data certification and attestation,
Leveraging financial reporting for competitive advantage, and
Two case studies from Fortune 50 financial firms, describing the challenge, architecture and roadmap.

Leon Bernal shares lessons learned from over 30 years as an implementer, delivery manager and enterprise architect. Leon is founder of Waterford Advisory Group, Inc., and provides advisory services to financial institutions. These advisory services deliver strategy, roadmap, architecture and solutions delivery where data, finance and technology intersect.

Leon is a founder of Waterford Advisory Group, Inc., and provides advisory services to financial institutions. These advisory services deliver strategy, roadmap, architecture and solutions where data, finance and technology intersect. Leon improves business efficiency by partnering with business stakeholders in definition of a target operating model - goals, strategies, business capabilities, and process models based on business trends. Subsequently, performing current state impact analysis to define initiatives, prioritize them by applying business priorities and constraints to create a roadmap. Implement business improvements appropriately leveraging architecture, development, technology and support resources while delivering business value and advancing the business strategies. Leon successfully delivered business value across industries including Mortgage and Finance, Banking, Telecommunications, and Government.